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!!!SAMPLE!!!

Transaction Summary
(Separated by Account)


For the Month of 09-2002

J. DOE (ROLL) DCS
SEGREGATED ROLLOVER/IRA


Date Transaction
Type
Security Name Details
09-03-02 Purchase    FIRST DATA CORP 213.000 shs for $7,404.21
09-06-02 Sweep from    GREAT HALL GOVERNMENT $7,404.21
09-25-02 Purchase    CITIGROUP INC 800.000 shs for $22,718.28
09-27-02 Sell    CALL CITIGROUP INC $35 EXP 0 8 shs for $870.42
09-27-02 Dividend    SALOMON BROS HIGH INCOME FUND II INC $115.00
09-30-02 Sweep to    GREAT HALL GOVERNMENT $115.00
09-30-02 Sweep from    GREAT HALL GOVERNMENT $22,718.28
09-30-02 Interest    GREAT HALL GOVERNMENT $19.90

J. DOE (IRA) VENTURE
JOHN DOE (SAMPLE)


Date Transaction
Type
Security Name Details
09-03-02 Purchase    MAC QUANTITIVE EQUITY 2440.881200 shs for $33,739.07
09-03-02 Sell    CGTC DIVERSIFIED BOND PORT. 1581.337400 shs for $33,739.07
09-09-02 Sell    STATE STREET GROWTH 2955.822400 shs for $34,504.01
09-09-02 Purchase    T. ROWE PRICE EQUITY-INCOME 1475.593700 shs for $32,117.16
09-09-02 Purchase    PUTNAM GLOBAL EQUITY 1866.950400 shs for $34,504.01
09-09-02 Sell    T. ROWE PRICE BLUE CHIP GROWTH 2030.057900 shs for $32,117.16
09-09-02 Sell    WELLINGTON GROWTH AND INCOME 1378.720500 shs for $32,404.13
09-09-02 Purchase    MANUFACTURERS MONEY MARKET 1867.459 shs for $32,404.13
09-16-02 Purchase    AIM ALL-CAP GROWTH 2529.840100 shs for $34,401.10
09-16-02 Sell    MAC QUANTITIVE EQUITY 2440.881200 shs for $34,401.10
09-23-02 Sell    T. ROWE PRICE EQUITY-INCOME 1475.593700 shs for $29,688.54
09-23-02 Sell    PUTNAM GLOBAL EQUITY 1866.950400 shs for $31,954.89
09-23-02 Purchase    CGTC DIVERSIFIED BOND PORT. 1488.973900 shs for $31,954.89
09-23-02 Purchase    SALOMON BROS. STRATEGIC BOND 1769.126600 shs for $29,688.54
09-23-02 Purchase    WELLINGTON INVESTMENT QUAL. BOND 1397.997500 shs for $32,401.09
09-23-02 Sell    MANUFACTURERS MONEY MARKET 1867.459 shs for $32,401.09
09-30-02 Sell    AIM ALL-CAP GROWTH 2529.840100 shs for $32,222.14
09-30-02 Purchase    PIMCO TOTAL RETURN BOND 2132.217800 shs for $32,222.14

 
 

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